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Senior Regulatory Risk Manager £95K

Employer
1st Executive
Location
England, Bristol
Salary
£70000 - £85000 per annum
Closing date
13 Mar 2021

Job Details

A highly regarded Financial Institution seeks an experienced Senior Regulatory Risk Manager.


Role: Senior Regulatory Risk Manager


Salary: Up to £95K + Excellent Benefits


Location: Bristol / Flexible


Role:


In this rare and impactful role, you will provide support senior management and Heads of Function across the Investment management business to identify, interpret and implement regulatory change. You will provide thought leadership, knowledge, analytical skills and have stakeholder management capability and self-confidence to challenge existing processes and to make well researched and soundly judged recommendations.

This role provides the opportunity to develop personally, work flexibly and collaboratively with an ambitious team, to help them transform their colleague experience and bring to life their vision of being the Best Bank for Customers & colleagues.

In this role you will work alongside other risk experts covering investment, operational and regulatory risk.


Experience:

* Significant subject matter expertise of existing and emerging regulations covering Investment Management, ESG and sustainability, Libor transition and insurance prudential regulations such as solvency 2.


* Deep knowledge of retail fund management business and relevant customer and investment related Regulations including AIFMD, FUND & COLL


* Good understanding of the various fund types and legal structures including UCITS, OEICS, NURS, QIAIFS & ACS and the asset classes of the underlying investments


* Experience of building and maintaining strong governance and control frameworks for retail investment business


* Knowledge of different asset classes including fixed income, derivatives and illiquid asset classes would be helpful


* Experience of developing and implementing and investment compliance program

If this sounds like you, then please apply!

Company

1st Executive

1st Executive are the forefront of 'Search' within the Procurement sector operating UK & Europe wide. Our focus in in interim management and permanent recruitment ranging from Senior Buyers through CPO's

At 1st Executive we understand that businesses are driven by people. We work in partnership with our clients to ensure that they improve the performance of their organisation through the right people. Our clients are organisations who are widely regarded as the most attractive to work for in their sector, consisting of FTSE 100 / Global 500 organisations as well as dynamic , growing consultancies. They are diverse in their sectors, covering FMCG, Financial Services, Manufacturing and Technology to name a few.

Our approach is professional, knowledgeable and above all, successful. This is why we are the partnership of choice for many of the UK's most prestigious organisations when it comes to finding the right person for the job.

Company info
Website
Telephone
+44 (0) 84321 630 30
Location
Connaught House
Portsmouth Road
Ripley
Surrey
GU23 7JY
United Kingdom

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